Market Intermediaries Regulation and Supervision Department in SEBI is responsible for the registration, supervision, compliance monitoring and inspections of all market intermediaries in respect of all segments of the markets viz. equity, equity derivatives, currency derivatives, debt and debt related derivatives and commodity derivatives. The Department also handles the work related to registration, supervision, compliance monitoring, inspections, investor grievances and policy related issues as well as fees of various intermediaries viz Stock Brokers, Depository Participants, Registrar and Share Transfer Agent, KYC Registration Agency, Investment Adviser and Research Analyst.
| Sr. No. | Type of Intermediary | Count |
|---|---|---|
| 1 | Registered Stock Brokers in equity segment | 5324 |
| 2 | Registered Stock Brokers in Equity Derivative Segment | 3712 |
| 3 | Registered Stock Brokers in Currency Derivative Segment | 2986 |
| 4 | Registered Stock Brokers in Interest Rate Derivative Segment | 1817 |
| 5 | Registered Stock Brokers in Debt Segment | 620 |
| 6 | Registered Stock Brokers in Commodity Derivative Segment | 2085 |
| 7 | Registered Depository Participants - CDSL | 636 |
| 8 | Registered Depository Participants - NSDL | 288 |
| 9 | Investment Adviser | 1340 |
| 10 | KYC (Know Your Client) Registration Agency registered with SEBI | 6 |
| 11 | Registrars to an issue and share Transfer Agents | 74 |
| 12 | Research Analyst |
